SPECIAL ADVERTISING SECTION WEALTH MANAGERS
BankRI Investment Services
11
YEAR WINNER
Left to right : Standing : Four-year winner Kevin Vieira ; Stephanie Oliveira ; Eleven-year winner Richard Bergeron ; Eight-year winner Alan Testa ; Seated : Eleven-year winner Melissa Trapp ; Three-year winner Kirsten Bagaglia ; Lori Reinhardt ; Dana Sherman
Planning for a Work-Optional Lifestyle
At BankRI Investment Services , we ’ ve always recognized that change is a natural part of life . However , today with unprecedented change being a part of all of our lives , we want you to know that we ’ re not only here for you with the financial services you expect , but we ’ re here with the personalized service you deserve . With nearly 100 years of industry experience among us and a track record for providing the highest level of integrity and service , our team knows the business and will step in to help you define , manage and achieve your goals . Building a financially secure future doesn ’ t just happen — it takes planning , commitment and a vision for what you want to accomplish . We ’ ll provide expert guidance to get you there . Too often , the focus is on saving for the future ; we feel it should be about planning for it .
BankRI Investment Services can help manage the process as your life evolves . Whether you ’ re interested in investments , life insurance , retirement or estate and tax planning , we have you covered . After all , that ’ s what we do .
One Turks Head Place , Floor 16 Providence , RI 02903 Phone : 401-574-1640 www . bariinvestments . com
The Financial Advisors of BankRI Investment Services offer securities and advisory services through Commonwealth Financial Network , member FINRA / SIPC , a Registered Investment Advisor . Investments are not FDIC insured , are not guaranteed by BankRI and are subject to risks , including possible loss of principal . BankRI and Commonwealth are separate and unaffiliated entities . Bank Rhode Island is not a registered broker-dealer or Registered Investment Adviser . Fixed insurance products and services offered through BankRI Investment Services and CES Insurance Agency .
FIVE STAR WEALTH MANAGER AWARD WINNER
completed questionnaire was used for rating . This rating is not related to the quality of the investment advice and based solely on the disclosed criteria . 703 Rhode Island-area YEAR : # Considered , # Winners , % of candidates , Issued Date , Research Period . 2023 : 637 , 136 , 21 %, 12 / 1 / 21 , 3 / 29 / 21 - 10 / 1 / 21 ; 2022 : 648 , 130 , 20 %, 12 / 1 / 21 , 3 / 29 / 21 545 , 131 , 24 %, 11 / 1 / 18 , 3 / 16 / 18 - 10 / 4 / 18 ; 2017 : 476 , 189 , 40 %, 11 / 1 / 16 , 0316 / 16 - 11 / 1 / 16 ; 2016 : 495 , 173 , 35 %, 10 / 1 / 16 , 5 / 6 / 16 - 10 / 4 / 16 ; 2015 : 637 , 194 , 30 %, - 9 / 30 / 11 . Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers .
registered investment adviser representative ; 2 . Actively licensed as a RIA or as a principal of a registered investment adviser firm for a minimum of 5 years ; 3 . Favorable regulatory and complaint history review ( As defined by FSP , the wealth pending , dismissed or denied complaints with any regulatory authority or FSP ’ s consumer complaint process . Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints past 11 years ; E . Been terminated from a financial services firm within the past 11 years ; F . Been convicted of a felony ); 4 . Fulfilled their firm review based on internal standards ; 5 . Accepting new clients . Evaluation criteria – considered : 6 . One-year evaluate quality of services provided to clients . The award is not indicative of the wealth manager ’ s future performance . Wealth managers may or may not use discretion in their practice and therefore may not manage their clients ’ assets . The as to future investment success , nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by FSP in the future . Visit www . fivestarprofessional . com .
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