WEALTH MANAGERS
Jon Sweet Owner , Principal , CFP ®, AIF ® It ’ s a Matter of Trust ®
• CERTIFIED FINANCIAL PLANNER™ professional
• Transparent fees
• Comprehensive financial planning with custom-tailored portfolios
I am a long-time fiduciary with 34 years of experience as a financial advisor . I run and own an independent advisory firm and specialize in financial planning with a focus on retirement income planning . A distinctive mark of my firm is the emphasis we place on personal relationships . I know that our work affects you and your family ’ s future , so integrity is at the core of everything we do .
10
YEAR WINNER
Ten-year winner Jon Sweet
Oak Leaf Wealth Management
598 Great Road • N Smithfield , RI 02896 Phone : 401-765-1711 www . oakleafwm . com • team @ oakleafwm . com
Securities and Advisory Services offered through Commonwealth Network ®. Member FINRA / SIPC , a Registered Investment Adviser . Fixed insurance products and services offered through CES Insurance Agency or OakLeaf Wealth Management . Certified Financial Planner Board of Standards Inc . owns the certification marks CFP ®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP ( with flame design ) in the U . S .
FIVE STAR WEALTH MANAGER AWARD WINNER
Karen J . Bacon
CERTIFIED FINANCIAL PLANNER™ , CLTC ®, MBA
Janet M . Goulart Wealth Manager , RICP ®
10
YEAR WINNER
• Advice in creating , conserving and ultimately transferring personal wealth
• Retirement and income planning
• Risk management regarding death , disability and long-term care
Diversified Resources , LLC , is an SEC registered investment advisor and independent broker-dealer located in Warwick , Rhode Island . We provide comprehensive financial planning advice while remaining independent of any financial companies . Our independence allows us to provide completely unbiased advice and truly advocate for our clients .
Member FINRA / SIPC .
70 Jefferson Boulevard Warwick , RI 02888 Office : 401-941-1500 karen @ divres . com www . divres . com
Simplify Your Financial Life
FIVE STAR WEALTH MANAGER AWARD WINNER
7
YEAR WINNER
Athena Legacy Solutions , LLC . 215 Douglas Drive Saunderstown , RI 02874 Phone : 401-541-5100 janet . goulart @ athenalegacysolutions . com www . athenalegacysolutions . com
Financially Wise , We Rise
• Focusing on retirement income planning strategies
• Retirement Income Certified Professional ®
• Making complex financial situations simple and exciting
• Fiduciaries required to act in your best interest
Financial planning , especially retirement income planning , is becoming increasingly complex . Janet is passionate about working collaboratively with you as a thinking partner . Her life vision planning process encompasses your dreams and your values . She looks forward to helping you create a flexible and dynamic financial plan to achieve a successful retirement and lasting legacy .
Securities offered through Cambridge Investment Research , Inc ., a Broker / Dealer , Member FINRA / SIPC . Investment Advisor services offered through Cambridge Investment Research Advisors , Inc ., a Registered Investment Advisor . Cambridge and Athena Legacy Solutions , LLC are not affiliated .
FIVE STAR WEALTH MANAGER AWARD WINNER
The Five Star Wealth Manager award , administered by Crescendo Business Services , LLC ( dba Five Star Professional ), is based on 10 objective criteria . Eligibility criteria – required : 1 . Credentialed as a registered investment adviser or a registered investment adviser representative ; 2 . Actively licensed as a registered investment adviser or as a principal of a registered investment adviser firm for a minimum of 5 years ; 3 . Favorable regulatory and complaint history review ( As defined by Five Star Professional , the wealth manager has not ; A . Been subject to a regulatory action that resulted in a license being suspended or revoked , or payment of a fine ; B . Had more than a total of three settled or pending complaints filed against them and / or a total of five settled , pending , dismissed or denied complaints with any regulatory authority or Five Star Professional ’ s consumer complaint process . Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professional ’ s consumer complaint process ; feedback may not be representative of any one client ’ s experience ; C . Individually contributed to a financial settlement of a customer complaint ; D . Filed for personal bankruptcy within the past 11 years ; E . Been terminated from a financial services firm within the past 11 years ; F . Been convicted of a felony ); 4 . Fulfilled their firm review based on internal standards ; 5 . Accepting new clients . Evaluation criteria – considered : 6 . One-year client retention rate ; 7 . Five-year client retention rate ; 8 . Non-institutional discretionary and / or non-discretionary client assets administered ; 9 . Number of client households served ; 10 . Education and professional designations . Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers . Award does not evaluate quality of services provided to clients . Once awarded , wealth managers may purchase additional profile ad space or promotional products . The Five Star award is not indicative of the wealth manager ’ s future performance . Wealth managers may or may not use discretion in their practice and therefore may not manage their client ’ s assets . The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication . Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success , nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future . For more information on the Five Star award and the research / selection methodology , go to fivestarprofessional . com . 624 Rhode Island-area wealth managers were considered for the award ; 151 ( 24 % of candidates ) were named 2021 Five Star Wealth Managers . 2020 : 614 considered , 132 winners ; 2019 : 568 considered , 131 winners ; 2018 : 545 considered , 131 winners ; 2017 : 476 considered , 189 winners ; 2016 : 495 considered , 173 winners ; 2015 : 637 considered , 194 winners ; 2014 : 677 considered , 204 winners ; 2013 : 553 considered , 185 winners ; 2012 : 287 considered , 111 winners .
LEARN MORE AT FIVESTARPROFESSIONAL . COM — FS-14