WEALTH MANAGERS
Hector R . Rodriguez Financial Consultant , MBA , ChFC ® 2012 – 2021 Five Star Wealth Manager
10
YEAR WINNER
Ten-year winner Hector R . Rodriguez , Financial Consultant , MBA , ChFC ®
Rodriguez Wealth Management
850 Aquidneck Avenue , Suite A4 • Middletown , RI 02842-5531 Office : 401-848-4579 • Cell : 401-862-2483 hector . rodriguez @ lpl . com • www . rodriguezandyou . com
FIVE STAR WEALTH MANAGER AWARD WINNER
• Independent financial advice
• Personalized investment strategies
• Asset preservation and estate planning
Rodriguez Wealth Management is emotionally committed to you .
My focus is on helping you pursue your financial goals . At the heart of any relationship is trust — trust built by listening to you and understanding you .
My core belief is that you , the client , can find me as a source of comfort , providing you with strategies that seek to achieve your financial dreams .
Award based on 10 objective criteria associated with providing quality services to clients such as credentials , experience and assets under management among other factors . Wealth managers do not pay a fee to be considered or placed on the final list of 2012 – 2021 Five Star Wealth Managers . Securities and advisory services offered through LPL Financial , a Registered Investment Advisor . Member FINRA / SIPC .
Chapel View Private Wealth Group
• Retirement planning strategies
• Wealth preservation strategies
• Investments
• Retirement income strategies
Left to right : 2012 – 2021 winner , Danny DeHoney , CFP ®, ChFC ®, CLU ®, CRPC ®, Private Wealth Advisor ; 2014 – 2021 winner Paul Di Palma , MS , CFP ®, ChFC ®, CLU ®, CRPC ®, Private Wealth Advisor
Your financial goals are individual , and we can help you achieve them . We take the time to understand what ’ s truly important to you — whether it ’ s saving for college , retiring the way you want , making smart investments or anything else .
The personalized financial advice we offer can help you prepare for the expected and unexpected things in life . As a result , you can feel more confident , connected and in control of your financial life . With the right financial advice , life can be brilliant .
Chapel View Private Wealth Group , A private wealth advisory practice of Ameriprise Financial Services , LLC 1000 Chapel View Boulevard , Suite 250 • Cranston , RI 02920 • Phone : 401-946-9905 danny . dehoney @ ampf . com • paul . j . dipalma @ ampf . com • chapelviewwealth . com
FIVE STAR WEALTH MANAGER AWARD WINNER
The Compass is a trademark of Ameriprise Financial , Inc . Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success . Ameriprise Financial Services , LLC . Member FINRA and SIPC .
The Five Star Wealth Manager award , administered by Crescendo Business Services , LLC ( dba Five Star Professional ), is based on 10 objective criteria . Eligibility criteria – required : 1 . Credentialed as a registered investment adviser or a registered investment adviser representative ; 2 . Actively licensed as a registered investment adviser or as a principal of a registered investment adviser firm for a minimum of 5 years ; 3 . Favorable regulatory and complaint history review ( As defined by Five Star Professional , the wealth manager has not ; A . Been subject to a regulatory action that resulted in a license being suspended or revoked , or payment of a fine ; B . Had more than a total of three settled or pending complaints filed against them and / or a total of five settled , pending , dismissed or denied complaints with any regulatory authority or Five Star Professional ’ s consumer complaint process . Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professional ’ s consumer complaint process ; feedback may not be representative of any one client ’ s experience ; C . Individually contributed to a financial settlement of a customer complaint ; D . Filed for personal bankruptcy within the past 11 years ; E . Been terminated from a financial services firm within the past 11 years ; F . Been convicted of a felony ); 4 . Fulfilled their firm review based on internal standards ; 5 . Accepting new clients . Evaluation criteria – considered : 6 . One-year client retention rate ; 7 . Five-year client retention rate ; 8 . Non-institutional discretionary and / or non-discretionary client assets administered ; 9 . Number of client households served ; 10 . Education and professional designations . Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers . Award does not evaluate quality of services provided to clients . Once awarded , wealth managers may purchase additional profile ad space or promotional products . The Five Star award is not indicative of the wealth manager ’ s future performance . Wealth managers may or may not use discretion in their practice and therefore may not manage their client ’ s assets . The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication . Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success , nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future . For more information on the Five Star award and the research / selection methodology , go to fivestarprofessional . com . 624 Rhode Island-area wealth managers were considered for the award ; 151 ( 24 % of candidates ) were named 2021 Five Star Wealth Managers . 2020 : 614 considered , 132 winners ; 2019 : 568 considered , 131 winners ; 2018 : 545 considered , 131 winners ; 2017 : 476 considered , 189 winners ; 2016 : 495 considered , 173 winners ; 2015 : 637 considered , 194 winners ; 2014 : 677 considered , 204 winners ; 2013 : 553 considered , 185 winners ; 2012 : 287 considered , 111 winners .
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