WEALTH MANAGERS
Jane Elizabeth McAuliffe Partner , Financial Advisor , President , CDFA ®
2021 winner Jane E . McAuliffe
CDFA ® ( Certified Divorce Financial Analyst ®) and Partner at Axis Advisors , LLC
• Highly specialized in goal and risk planning , cash flow analysis and establishing budgets with clients as a foundation for financial independence
• Comprehensive financial planning included for every client to establish a plan for saving , growing and protecting wealth over time
Jane McAuliffe , CDFA ® brings years of experience to provide her clients with objective , unbiased advice . Jane started in the financial services industry in 1998 and currently holds her Series 65 Investment Advisor Representative license . She works with individuals , families and business owners who need comprehensive financial planning and ongoing investment advice . Her focus is on goal and risk planning , cash flow analysis , establishing lifestyle budgets and structuring cost-effective portfolios to help clients achieve their financial goals . Jane ’ s approach is founded on the belief that taking an active role in personal finances can make you feel confident and empowered . Her objective advice helps clients avoid the fallout that can ensue after a major life transition such as divorce , loss of a spouse or parent , and enables them to save what they need , manage their investments wisely and ultimately make smarter financial decisions .
Additionally , Jane is the founder and president of Collaborative Divorce Strategies , a divorce financial planning and mediation firm located in Rhode Island . She holds the CDFA ® certification ( Certified Divorce Financial Analyst ®) and is a trained mediator , specializing in helping individuals and couples negotiate an equitable settlement throughout a divorce .
197 Warren Avenue , Suite 203 • E Providence , RI 02914 Phone : 401-441-5111 • Alternate : 401-258-8737 jmcauliffe @ axisadvisorsgroup . com • www . axisadvisorsgroup . com Twitter : @ axisadvisorsllc • Facebook : @ axisadvisors LinkedIn : www . linkedin . com / company / axis-advisors-llc
* Axis Advisors , LLC and Collaborative Divorce Strategies are separate and unrelated entities .
FIVE STAR WEALTH MANAGER AWARD WINNER
The Five Star Wealth Manager award , administered by Crescendo Business Services , LLC ( dba Five Star Professional ), is based on 10 objective criteria . Eligibility criteria – required : 1 . Credentialed as a registered investment adviser or a registered investment adviser representative ; 2 . Actively licensed as a registered investment adviser or as a principal of a registered investment adviser firm for a minimum of 5 years ; 3 . Favorable regulatory and complaint history review ( As defined by Five Star Professional , the wealth manager has not ; A . Been subject to a regulatory action that resulted in a license being suspended or revoked , or payment of a fine ; B . Had more than a total of three settled or pending complaints filed against them and / or a total of five settled , pending , dismissed or denied complaints with any regulatory authority or Five Star Professional ’ s consumer complaint process . Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professional ’ s consumer complaint process ; feedback may not be representative of any one client ’ s experience ; C . Individually contributed to a financial settlement of a customer complaint ; D . Filed for personal bankruptcy within the past 11 years ; E . Been terminated from a financial services firm within the past 11 years ; F . Been convicted of a felony ); 4 . Fulfilled their firm review based on internal standards ; 5 . Accepting new clients . Evaluation criteria – considered : 6 . One-year client retention rate ; 7 . Five-year client retention rate ; 8 . Non-institutional discretionary and / or non-discretionary client assets administered ; 9 . Number of client households served ; 10 . Education and professional designations . Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers . Award does not evaluate quality of services provided to clients . Once awarded , wealth managers may purchase additional profile ad space or promotional products . The Five Star award is not indicative of the wealth manager ’ s future performance . Wealth managers may or may not use discretion in their practice and therefore may not manage their client ’ s assets . The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication . Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success , nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future . For more information on the Five Star award and the research / selection methodology , go to fivestarprofessional . com . 624 Rhode Island-area wealth managers were considered for the award ; 151 ( 24 % of candidates ) were named 2021 Five Star Wealth Managers . 2020 : 614 considered , 132 winners ; 2019 : 568 considered , 131 winners ; 2018 : 545 considered , 131 winners ; 2017 : 476 considered , 189 winners ; 2016 : 495 considered , 173 winners ; 2015 : 637 considered , 194 winners ; 2014 : 677 considered , 204 winners ; 2013 : 553 considered , 185 winners ; 2012 : 287 considered , 111 winners .
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