Baylor University Medical Center Proceedings April 2014, Volume 27, Number 2 | Page 26
Factors affecting adherence to a quality improvement
checklist on an inpatient hepatology service
Elliot B. Tapper, MD, and Michelle Lai, MD, MPH
Given the increasing emphasis on measuring quality indicators such as
adherence to practice guidelines, we sought to determine the factors
and address the barriers affecting guideline adherence on an academic
inpatient hepatology service. We performed a single-center, prospective observational study. Physicians were given a handheld checklist
to complete daily. We first measured the adherence rate and studied
factors affecting adherence by performing surveys. We then modified
the program to address the factors affecting adherence and reassessed
the adherence rate. There was a baseline 46% checklist adherence rate.
Reasons given for nonadherence fell into two categories: ease of task and
physician commitment from both attending physicians and housestaff.
Specific reasons given were that the attending did not prompt (39%),
the adherence sheet was not in the chart (35%), the individual forgot
(12%), as well as lack of time, unclear protocol, “too difficult,” and “didn’t
pay attention” (4% each). Each of these factors was addressed with a
multimodal approach. Thereafter, the adherence rate rose from 46% to
83% (P < 0.001). Maintaining checklist adherence is time intensive and
requires commitment from the whole medical team.
ay for performance is here to stay, and central to the
evolving reimbursement schema is the measurement
of quality indicators, including adherence to practice
guidelines. In the field of liver disease, low rates of guideline adherence represent a collective call to action. Prophylactic
measures with proven mortality benefits are not being provided:
3% of patients eligible for primary prophylaxis of esophageal
variceal hemorrhage receive optimal therapy, 12% of patients
with cirrhosis receive liver cancer screening, and 30% of patients with a history of spontaneous bacterial peritonitis receive
prophylactic antibiotics (1–3). Using expert consensus, Kanwal
et al proffered a definition of quality care, building a set of “if
. . . then” recommendations to be applied to specific ailments
pertaining to cirrhosis management. For example, “If patients
with cirrhosis present with or develop upper gastrointestinal
bleeding, then they receive at least 1 large-bore intravenous line
at the time of initial evaluation” (4). However, these recommendations require extensive interpretation to be applicable
to daily practice, and measuring adherence to them demands
readily available and complete patient information in a universal
clinical language (5). To study adherence rates to guidelines and
P
100
factors affecting adherence on our inpatient hepatology service,
we examined adherence to a handheld checklist used on daily
rounds (6). Herein, we present our study of the factors affecting
adherence to this daily checklist.
METHODS
This single-center prospective observational quality improvement study took place on the dedicated inpatient hepatology
unit of the Beth Israel Deaconess Medical Center in Boston,
Massachusetts. Medical teams consist of an attending hepatologist, gastroenterology fellow, and two teams of a resident
and intern, all of whom rotate on and off the service in 1- to
4-week blocks. The study tools included a checklist (Figure)
and an adherence sheet. The goal was to review the medication
administration record to ensure that patients were receiving
medications as ordered and to check for medication errors.
Additionally, the team was asked to consider and ensure that
candidates for deep-vein thrombosis prophylaxis and esophageal variceal hemorrhage prophylaxis were receiving appropriate
therapy. Protocols for the treatment of spontaneous bacterial
peritonitis and hepatic encephalopathy were added to the checklist during phase 2. Upon completing the checklist, physicians
were asked to initial an adherence sheet placed in the bedside
chart. A survey was sent by e-mail to all housestaff to determine
factors affecting adherence. The surveys included the ques tions
“What percentage of the time did you (your team) go through
the checklist on rounds? If it wasn’t done, why?”
This was a two-phase study. During phase 1, which lasted
17 weeks, we implemented the checklist and adherence sheet
and conducted surveys. The checklist components were based
on faculty consensus achieved prior to the project rollout. The
housestaff were informed and educated about the program before their rotation began. The adherence sheets were collected
in the medical records department on discharge or transfer and
From the Division of Gastroenterology (Tapper, Lai) and Department of Medicine
(Tapper), Beth Israel Deaconess Medical Center, Boston, Massachusetts.
Corresponding author: Elliot B. Tapper, MD, Department of Medicine, Beth Israel
Deaconess Medical Center, 330 Brookline Avenue, Boston, MA 02215 (e-mail:
[email protected]).
Proc (Bayl Univ Med Cent) 2014;27(2):100–102