Wall Street Letter Volume XLV Issue 20 | 页面 3

NEWS 20 – 26 JUNE 2013 POST-TRADE Published by Pageant Media London Thavies Inn House London EC1N 2HA T +44 (0) 20 7832 6500 F +44 (0) 20 7832 6501 EDITORIAL Jeanene Timberlake Managing editor +1 212 268 4910 [email protected] Ryan Gorman Reporter +1 212 268 4900 [email protected] Gwyn Roberts Group head of content +44 (0) 20 7832 6623 [email protected] Indira Peters-DiDio Data manager +1 212 268 4919 [email protected] PRODUCTION Claudia Honerjager Head of production c.honerjager@ pageantmedia.com New York 240 W 37th St. Suite 302, NY 10018 T +1 212 268 4919 F +1 212 268 4999 COMMERCIAL Lucy Churchill Group commercial manager +44 (0) 20 7832 6615 [email protected] Stefano Giacoia Content Sales Manager +44 (0) 20 7832 6587 [email protected] EVENTS Beth Hall Head of events +44 (0) 20 7832 6576 [email protected] DISTRIBUTION Fay Muddle Circulation manager +44 (0) 20 7832 6524 [email protected] PAGEANT MEDIA Charlie Kerr Chief executive Printed by The Manson Group NSCC to expand insurance transaction data analytics Users of the National Securities Clearing Corp’s Analytic Reporting Service will soon have access to an improved offering, due to the expansion of data planned by the utility, according to a regulatory proposal from NSCC. The Analytic Reporting Service has been available since 2011 as part of the utility’s Insurance and Retirement Processing Services business. ARS takes in data from the Financial Activity Reporting feed and provides reports that offer benchmarks to members based on real transactional activity. NSCC said its members have asked for an expanded offering that incorporates more data into ARS that will take into account more member transactions (other than those transmitted via FAR) and provide a broader view of industry transactions. As FAR only accounts for transactional data between members, NSCC said it will allow members to send data for transactions that they do with firms that are not already members of the Insurance & Retirement Processing Services unit. Non-members will also be able to transmit data to the utility. NSCC said all the data, from members and non-members, will be identified as data submitted to the utility for the ARS and will not be used or disclosed other than for the service. Users of the service submitting the data must ensure that they have the right to submit the data and that no additional permissions are needed in order to allow the data to be used for the service, NSCC noted. TECHNOLOGY Aite preps report on holistic surveillance A soon-to-be released report from the Aite Group will examine trading surveillance offerings in the context of the trends and regulations surrounding surveillance set to come into effect in the near-future, according to Aite Group analyst, Danielle Tierney. In an interview, Tierney said adopting a front to back, whole office surveillance capability is the best approach. “All in one, front to back is very important… but it’s also extremely important to have a solution that’s flexible and reactive,” she added. The flexibility and reactive customizability of a surveillance platform depends heavily on the quality of its search algorithms, Tierney explained, adding that they need to be able to 03 Sub-editor Eleanor Stanley Sub-editor Luke Tuchscherer Sub-editor ISSN# 726-98790 © 2013 Pageant Media Ltd. All rights reserved. COPYRIGHT NOTICE: No part of this publication ma ??????????????????????????????????????????????????????????A??????5?????e?????????????????? ?????????????????????????????????????????????? ???????1?????UM ???????????Y?????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????e?????((??() =9Q%9U???()Q???????)?????????????????????????)]10?MQIP?1QQH((??????()Q???????????????????????????????????????????????????????U?????????????????????????????????????????????????????????????????()??????????????????????? ????????????????????????????????????????????????????????????????????????????????????????????????????????????q]???????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????????t????????()Q????????????? ???????????????????????????????????????????????????????????????????????????????????q]?????????????????????????????????????????????????????????????????????????????????????????????????????????t??????????qQ???e????????????????????????????????$??????????????????????????????????????????????????????t((0