United Capital Brochure UCP_Brochure | Page 21

Securities Trading Our Securities Trading business is a dealing member of the Nigerian Stock Exchange and registered by the Securities and Exchange Commission. We are also a registered dealing member of NASD OTC Plc and FMDQ OTC Plc, allowing us to deal in over the counter Equity and Fixed Income Securities. OUR SERVICES Sales and trading of listed and unlisted securities for both private and institutional clients. Equity Portfolio Management Services Stockbroker to Primary Issues We provide non-discretionary (research-based This service is designed to help companies market insight for brokerage clients) and seeking to raise equity or debt capital from the discretionary services (equity portfolio Nigerian Stock Exchange. management). Supplemental Market Making Designated Adviser to SMEs. We help improve market liquidity for selected We prepare and guide Small and Medium stocks listed on the Nigerian Stock Exchange. Enterprises to be listed on the Alternative Securities Market (ASeM). Receiving Agents to New Issues As a receiving agent to new issues, we provide in-depth market analysis on new issues to best assist our clients with their investment decisions. 19