• In light of protection of personal information, an investor with a financial advisor has to confirm authorisation to their financial advisor or third parties with whom they have an agreement with to have access to their investment details via a secure electronic channel
• Investor has to confirm reading of the investment overview.(an investment overview version number will be generated.(Communication is still to be sent out on how to handle different scenarios where the investment overview is not completed)
• In addition to the investment overview, client has to confirm that they have understood the relevant fund fact sheet (minimum disclosure document) which encompasses the funds they investing in.
Additions that have been made to all forms under the Investor declaration sections are:
Our new forms have gone live as of 01 July 2015. Changes have been implemented across different forms to take into account applicable legislative requirements, and to make processing of certain transactions simpler around areas which often lead to our clients and IFAs misunderstanding the requirements stipulated on the forms.
NEW FORMS ARE NOW LIVE