RWA Newsletter Newsletter July 2013 | Page 24

Client Money Seminars

Following the success of a recent client money training seminar in London , Littlejohn LLP are keen to gauge whether there is sufficient appetite / demand for further sessions to be run , including other UK locations . The session would last approximately 3.5 hours and would cover the following :
• Overview of the UK regulatory framework ;
• Recap on the current CASS 5 requirements ;
• Commentary on common pitfalls in the preparation of client money calculations and the application of CASS 5 requirements ; and
• Commentary on the key proposals outlined in Consultation Paper 12 / 20 “ Review of client money rules for Insurance Intermediaries ”.
The cost of the session would be £ 250 ( excl VAT ) and it would be presented by Littlejohn LLP Partners John Needham and John Perry .
The proposed attendance at each session would be in the order of 15 to allow plenty of opportunity for Q & A / discussion .
If you would like to express interest in such a seminar , please click here .
Once responses have been received and collated we will gauge the level of interest with a view of providing further details to interested parties in due course . The running of courses and their location will be dependent upon the level of interest .
For further details on Littlejohn LLP please refer to our website www . littlejohnllp . com .

Terence Clark explains about how to prepare for an FCA Supervisory visit .

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