Research European Commodity Market Regulations - Part 2

European Energy Market Regulations – Survey Results No Have you checked that the data required by each set of rules is held somewhere within the organization? Yes No Don’t Know Have you performed a data gap analysis? Yes No Don’t Know Have you investigated the various EMIR trade repositories/REMIT RRMs? Yes No We plan to Don’t know Have you reviewed software and services to help send the data to the reporting locations? Yes No Don’t Know Have you begun to implement a solution? Yes No Don’t Know Which solutions are you implementing or planning to implement? Are you aware of the business processes that will need to change because of REMIT and EMIR? Yes No Don’t Know Do you have a mechanism to tell if a trade is considered a ‘derivative’ and whether it is traded via an MTF? Yes No Don’t Know Are you aware of the potential position reporting requirements of MiFiD2? Yes No In your view, are you obligated to implement a trade monitoring processes and/or software in order to comply with REMIT? No Yes – we will implement by process and policies Yes – we will implement via process, policy, and a software solution Don’t Know What Software solution are you using? If not, do you think it is a good idea to perform trade monitoring anyway? © Commodity Technology Advisory LLC and ETR Advisory Ltd, 2013, All Rights Reserved. December, 2013 16

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