Research European Commodity Market Regulations - Part 2

European Energy Market Regulations – Survey Results Appendix - Questionnaire The following are the question used by the survey. What type of company best describes you? Hedge fund/bank/investment bank/financial institution Utility/Generator Oil & Gas Producer/Marketer Pipeline/Refiner/Processor Merchant/Trader Agricultural Producer/Mining Industrial Commodity Consumer Chemical/Petrochemical Retailer Coal Producer/Marketer Oil Trader Other, please specify In which commodity segment does your company primarily trade? Energy Ags/Softs Metals Other, please specify Are you aware of which of the new regulatory rules (EMIR, REMIT, MiFiD2 etc.) that you will need to comply with over the next years? No Yes Don’t Know Which regulations do you actually fall under? CRD IV MiFiD2 EMIR REMIT None Do you have a resourced and budgeted program to comply with the different aspects of the rules? Yes No Don’t Know If yes, is this spread across IT and the business? Yes No Don’t Know Are you able to calculate if you are over or under the EMIR threshold? Don’t Know Yes Maybe – we need clarification on what is included in the calculation No Do you have an automated process in place to calculate the EMIR threshold? © Commodity Technology Advisory LLC and ETR Advisory Ltd, 2013, All Rights Reserved. December, 2013 14

Research European Commodity Market Regulations - Part 2 | Page 14