Research European Commodity Market Regulations - Part 1 | Page 46

European Energy Market Regulations V3.1

Vendor: Oracle - http://www.oracle.com/us/industries/financial-services/energycommodity-trading-compliance-170563.html

NICE ACTIMIZE
The Actimize Energy Trading Compliance solution provides automated trade surveillance and
detection capabilities targeted specifically for institutions that must comply with regulatory
requirements associated with energy trading standards set by the CFTC, FERC, FTC, European
Commission, and ACER.
•

Automated surveillance of internal policies/risk limits and external regulatory issues,
with capabilities to correlate business communication, market news, and trading
activity

•

Multi-dimensional coverage for compliance oversight across affiliates, markets,
products, and instrument types

•

Established out-of-the-box detection scenarios to support business and regulatory
needs unique to energy trading markets

•

Built upon a proven core risk platform, enabling end-to-end case and workflow
management, investigation, audit, and reporting capabilities

New regulatory standards associated with energy trading set by the CFTC, FERC, FTC, and
ACER are placing increased pressure on energy trading firms to demonstrate adequate
procedures, processes, and controls to detect and prevent prohibited activities. Actimize
helps firms efficiently meet the needs of regulators, avoid fines, disgorgement, and civil
penalties
Vendor: NICE Systems - http://www.niceactimize.com

© Commodity Technology Advisory LLC and ETR Advisory Ltd, 2013, All Rights Reserved.

v3.1

November 13th, 2013

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