Reports EU Regulations REMIT Reporting Services & Solution | Page 3

REMIT Reporting Services and Solutions - July 2015 updated March 2016 1 Table of Contents 2 3 4 What is REMIT? ......................................................................................................................................................... 5 2.1 This Report ........................................................................................................................................................ 6 2.2 Inside Information and Market Manipulation .................................................................................................. 6 2.3 Registration ....................................................................................................................................................... 6 Reporting – Why? ..................................................................................................................................................... 7 3.1 Acts and Timelines ............................................................................................................................................ 8 3.2 Data sources and types– where does it originate? ........................................................................................... 9 Reporting requirements.......................................................................................................................................... 10 4.1 How the data gets to ARIS – RRMs and OMPs ................................................................................................ 10 4.2 Which activity is included in REMIT? .............................................................................................................. 11 4.2.1 5 LNG trades............................................................................................................................................... 12 4.3 WHO is covered by REMIT?............................................................................................................................. 12 4.4 To be reported on demand ............................................................................................................................. 12 4.5 Exemptions – 600, 10 and 20 .......................................................................................................................... 13 4.6 What is a “trade?”........................................................................................................................................... 13 4.7 What about EMIR? .......................................................................................................................................... 13 4.8 “What is a derivative”? - MiFID Annex I Section C .......................................................................................... 13 4.9 Who reports? .................................................................................................................................................. 14 4.9.1 RRMs ....................................................................................................................................................... 14 4.9.2 EMIR TR ................................................................................................................................................... 15 4.9.3 Organised Market Place .......................................................................................................................... 15 4.9.4 Direct reporting ....................................................................................................................................... 15 4.9.5 Fundamental data using a system operator ........................................................................................... 16 4.9.6 Electricity Transparency Regulation (ETR) – 543/2103 ....................... .................................................... 16 4.10 What needs to be reported and where is it defined?..................................................................................... 16 4.11 The UTI issue ................................................................................................................................................... 16 4.12 Schemas and Receipts..................................................................................................................................... 18 4.13 Standard vs non-standard, formats and phases ............................................................................................. 18 4.14 Report timing .................................................................................................................................................. 19 4.15 Back loading .................................................................................................................................................... 19 Reporting of orders and trades arising on Organised Market Places ..................................................................... 20 5.1 “Delegated reporting” under REMIT............................................................................................................... 20 5.2 What is an OMP under REMIT?....................................................................................................................... 20 5.3 OMP reporting – how should it work and what are the issues?..................................................................... 21 5.3.1 Unknown data ......................................................................................................................................... 22 Copyright 2016 – ETR Advisory Ltd and Commodity Technology Advisory LLC 2