PwC's Managing upstream risk: Regulatory reform review - An asian perspective January 2014 | Page 3

Contents 1. Editorial 4 Regulatory Updates Banking 2.1 European Banking Union 2.2 Basel III 2.3 Mobile Banking 2.4 MiFID 2.5 Single Resolution Mechanism 2.6 Data Protection 2.7 AML and Financial Crime 2.8 FATCA 2.9 OTC Derivatives 2.10 EMIR 2.11 Bank Licensing 2.12 Internationalisation of the Renminbi 2.13 Recovery and Resolution Planning 2.14 Too Big To Fail 2.15 Investment Advisers 2.16 Corporate Governance 2.17 Reference Rate for Retail Loans 2.18 Short Selling 12 3. Insurance 31 4. Asset Management 4.1 AIFMD 4.2 Foreign Portfolio Investors 4.3 Initial Public Offering 4.6 Protection of Client Asssets 32 5. Watch This Space 34 6. Contact Our Experts 35 7. Glossary 36 2.