Grigsby & Associates a Letter of No Enforcement after advising Mr . Grigsby that all of our public finance transactions had been conducted in an exemplary manner .
Innovative Financing Ideas - Grigsby & Associates ability to develop and implement innovative financing strategies designed to address individual clients ' financing needs is one of the company ' s strongest competitive advantages . The firm developed and completed the first rated , public offered Certificate of Participation issue in public finance ( Univ . of Hawaii 1979 ), the first tax advantaged leveraged lease using private equity ( Dade County Seaport 1980 ), the first taxexempt pension obligation refinancing bonds ( City of Berkeley 1986 ), the first Leasehold Variable Rate Tax Increment Bonds San Jose Redevelopment Agency 1986 ), the first COP cross-over refunding ( Solano County 1985 ), the first pooled water revenue bond ( Michigan 1994 ) and the first transit agency issue backed by Federal Transportation grants ( BART 1980 ), among other innovations .
In 1997 , after been ranked by Securities Data as high as number 10 for senior managing long-term negotiated public finance transactions , the firm dropped to the lowest level in the rankings following national press coverage of federal charges against Mr . Grigsby-even though the Court dismissed all of the charges after hearing prosecution evidence against Mr . Grigsby in his first trial . Following Mr . Grigsby ' s acquittal of all charges in 1998 , and it is now known that the charges were founded on fabricated and manipulated evidence .
Following conclusion of the investigation , the SEC Regional General Counsel advised Mr . Grigsby that the SEC review showed that all his work , transactions and record keeping had been " exemplary " and that this was the first major SEC investigation of any firm that resulted in termination with no enforcement action .
With the receipt of this letter , Mr . Grigsby went back to public finance marketing against tough competition who did not hesitate to leave Googled articles of the Miami charges ( but not the acquittals ) on the chair of every governing body representative when Grigsby was being considered for a position in the sales syndicate . Even though Mr . Grigsby had two federal judge directed acquittals without putting on one shred of evidence because there were no valid charges to defend , not
Calvin Grigby & Associates Oldest Black Investment Firm San Francisco , New York City , Florida October 2014
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Pryor , McO..loa c ... .11 & Co .
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3 |
M.R . Ital & ( o .. |
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6 |
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1 |
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Pa |
|
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|
71 . l |
10,336.8 |
|
1992 |
946.9 |
S , 360.2 |
|
1987 |
4.6 |
4,401.9 |
|
1993 |
500.0 |
2,881.4 |
Jr . |
19 6 |
1.5 |
2,7 4.0 |
|
19 0 |
39.7 |
1,405.9 |
1 986 IS . 9 1,641.8
1988 |
|
1,210.4 |
1976 |
|
1,072.2 |
1984 |
2.2 |
691.9 |
|
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485.8 |
1990 |
133.5 |
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