PBCBA BAR BULLETINS pbcba_bulletin_May 2019 - Page 17

Hot Topics in FINRA and Securities Litigation Presented by the Securities CLE Committee of the Palm Beach County Bar Association W EDNESDAY , M AY 8, 2019 11:30 AM - 1:30 PM Palm Beach County Bar Office 1507 Belvedere Road, West Palm Beach, FL Program agenda 11:30 AM - 11:45 AM Check in/Opening Remarks/ Lunch - Evan H. Frederick, Esq., Morgan & Morgan Business Trial Group; Securities CLE Committee Chairperson 11:45 AM - 12:35 PM Technology in FINRA: The Latest on the Portal, Awards Database & Other Trends - Manly Ray, Regional Director, FINRA William Cassidy, Esq., Associate Regional Director, FINRA 12:40 PM - 1:05 PM The Uncollected FINRA Award Dilemma: Perspectives from Both Sides of the “v.” Gregg Breitbart, Esq., Kaufman Dolowich Voluck LLP Manly Ray, Regional Director, FINRA Moderated by Debra A. Jenks, Esq., Jenks & Harvey, Committee Member 1:05 PM - 1:30 PM Ethical Considerations for Lawyers Handling Investment Fraud & Ponzi Scheme Cases - James D. Sallah, Esq., Sallah Astarita & Cox, LLC Moderated by Matthew N. Thibaut, Esq., Haselkorn & Thibaut, Committee Member _________________________________________________________________________________________ 2.0 CLER; .5 Ethics; .5 Technology. Certification credits: 2.0 in Business Litigation. Cost $ 75 members; $115 non-members. Those registering after May 1, add $10 late fee. All refund requests must be made no later than 48 hours prior to the date of the seminar. Register online at palmbeachbar.org or by mail (return this form with your check) Name: ______________________________________ Email address: _______________________________ _____ I will not be able to attend the seminar, however I would like to order the audio. The cost is the same as listed above, however please include $10 for shipping and handling. Allow one week for delivery. PBCBA, 1507 Belvedere Rd., W. Palm Beach, FL 33406. 5/8/19 Securities PBCBA BAR BULLETIN 17