Newsletter October 2022, Issue 3 | Page 4

The last session of the day was held by Ms Zhansaya Karabayeva and Ms Akerke Sultanbay from KASE Information and Statistics Department. They introduced KASE market data products as well as recently launched IRIS Finance service for subscribers, KASE Info-Bot via Telegram and services for vendors, as well as global trends in market data developments. Ms Sultanbay gave a review of KASE Indexes and different indicators of KASE markets.

Day 1 was closed with the visit to KASE Museum, where KASE deputy Chairman Zhainar Sarzhakov told about KASE foundation and long way of development.

The 2nd day of the training started with the presentation by Mr Vyacheslav Khan, Deputy director of the trading department. He spoke about key markets and instruments in KASE. shared the overview of trading and clearing systems (ASTS+): as of September KASE has 1379 instruments, including 894 securities issues; 236 instruments in the T + list.

Second session was about CCP and Clearing: How to manage risks. Ms Aiymgul Shamkenova, Leading Specialist of the Clearing House of KASE spoke about the concept of CCP and KASE Market Infrastructure and gave the overview of Clearing Funds and Levels of Protection of the CCP and managing risks. In the end she introduced a new product of KASE launched from August 2022: KASE launched a new version of the ASTS+ trading and clearing system, which provides an opportunity for trading participants to make repo transactions with clearing participation certificates (GCC). Non-issue collateralized perpetual securities issued by the Exchange and certifying the right of their owners to a share in assets that are in a specially created guarantee fund of KASE – the property pool. The exchange, as a clearing organization, issues a GCC in exchange for assets contributed by clearing participants to the Property Pool.

The 3rd session was held by Ms. Zaure Esimova, Director of Surveillance division and Mr Omar Mdikha, Leading specialist of Surveillance division. They told about Scila Surveillance solution that is a turnkey market surveillance solution for exchanges, trading participants and regulators that seeks to apply modern technology to obtain a seamless route from early detection of market abuse to presentable evidence. The solution covers all asset classes and market models. Training participants were introduced to the key functionalities of the system and discussed different use cases. Next topic of the day was presented by Ms Raushan Jamaldinova, Senior specialist of Listing Department.

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