KIA&B July/August 2020 | Page 8

RISK MANAGEMENT Additionally, you must ensure adequate security of personal information acquired from your insureds and provide proper privacy training to all employees. The use of encryption and other measures to protect personal data when transmitted is important. If employees use smartphones, verify the phones are password protected. As part of the establishment of standardized procedures, make sure the staff in each location knows the method to report an errors and omissions situation. Establish and discuss the procedure with all agents and employees. Do so regularly to prevent hesitation in reporting at the time of occurrence. Don’t let problems linger. Delays could create coverage issues with your professional liability carrier. Communication is key to successfully running multiple locations. Free and open communication with all staff is very important when you have multiple locations. Neither the culture nor compliance can happen if you neglect to focus on communication. Have weekly staff meetings by phone or webinar. Have your office personnel get together at least once or twice a year to enhance communication between people. Communicate your vision to all managers in all locations, and they, in turn, must commit to communicating your vision to others in the off-site agencies. Regular audits and evaluations of the manager and the office are critical to ensuring your vision is being carried out according to your expectations. While striving for positive energy in your organization, do not avoid discussing problem situations. Consider learning opportunities that may present themselves from potential claims situations. Educate your employees about conditions that have created problems in one office so other office sites can avoid the same mistake. Growth is positive when controlled, but be sure that the “right-hand knows what the left hand is doing.” Consistent culture, compliance, and communication throughout the agency at all locations can be essential to preventing confusion and potential claims which may otherwise arise from acquisitions and dispersed locations. Annette Hollingsworth has spent over 30 years in the insurance industry. While with ERC /GE Insurance Solutions/ Swiss Re, Annette Hollingsworth has served in various capacities, ranging from claims to underwriting, legal to regulatory services, and global compliance. Annette now serves in the Products unit, where she supports the Insurance Agents Professional Liability underwriters in both the U.S. and Canada. She attended Washburn University undergraduate and K.U. Law School. She has her JD., CPCU, CLU, and ARC designations. This article is intended to be used only for general informational purposes and is not to be relied upon or used for any particular purpose. Swiss Re shall not be held responsible in any way for, and expressly disclaims any liability arising out of or in any way connected to, reliance on or use of any of the information contained or referenced in this article. The information contained or referenced in this article is not intended to constitute. It should not be considered legal, accounting, or professional advice, nor shall it serve as a substitute for the recipient obtaining such advice. The views expressed in this article do not necessarily represent the views of the Swiss Re Group (“Swiss Re”) and/or its subsidiaries and/or management and/or shareholders. Founded in 1895 KANSAS MUTUAL INSURANCE COMPANY A- Excellent Rating by A.M. Best Co. Kansas Mutual offers: • Perfect balance between automation and personal contact with staff. • Fast and easy online quoting, endorsements, policy maintenance, and history. • No automated phone system. When you call, we answer! • Farm Protector, Homeowner, Mobile Home, and Dwelling Fire. • Agency downloads and multiple premium payment options. • Agency contracts available and room to grow in most areas of Kansas. Contact us Today! (800) 873-5642 www.kansasmutual.net 8