SPECIAL ADVERTISING SECTION WEALTH MANAGERS
Hector R . Rodriguez Financial Consultant , MBA , ChFC ®
2012 – 2024 Five Star Wealth Manager
• Independent financial advice
• Personalized investment strategies
• Asset preservation and estate planning
Rodriguez Wealth Management is emotionally committed to you .
My focus is on helping you pursue your financial goals . At the heart of any relationship is trust — trust built by listening to you and understanding you .
My core belief is that you , the client , can find me as a source of comfort , providing you with strategies that seek to achieve your financial dreams .
13
YEAR WINNER
Thirteen-year winner Hector R . Rodriguez , Financial Consultant , MBA , ChFC ®
850 Aquidneck Avenue , Suite A4 Middletown , RI 02842-5531 Office : 401-848-4579 • Cell : 401-862-2483 hector . rodriguez @ lpl . com www . rodriguezandyou . com
Award based on 10 objective criteria associated with providing quality services to clients such as credentials , experience and assets under management among other factors . Wealth managers do not pay a fee to be considered or placed on the final list of 2012 – 2024 Five Star Wealth Managers . Securities and advisory services offered through LPL Financial , a Registered Investment Advisor . Member FINRA / SIPC .
FIVE STAR WEALTH MANAGER AWARD WINNER
This award was issued on 12 / 01 / 2023 by Five Star Professional ( FSP ) for the time period 02 / 13 / 2023 through 08 / 31 / 2023 . Fee paid for use of marketing materials . Selfwealth managers were considered for the award ; 120 ( 17 % of candidates ) were named 2024 Five Star Wealth Managers . The following prior year statistics use this format : - 10 / 1 / 21 ; 2012 : 624 , 151 , 24 %, 11 / 1 / 21 , 2 / 8 / 21 - 9 / 10 / 21 ; 2020 : 614 , 132 , 21 %, 11 / 1 / 20 , 3 / 2 / 20 - 9 / 25 / 20 ; 2019 : 568 , 131 , 23 %, 11 / 1 / 19 , 2 / 25 / 19 - 10 / 7 / 19 ; 2018 : 12 / 1 / 15 , 5 / 6 / 15 - 9 / 30 / 15 ; 2014 : 677 , 204 , 30 %, 11 / 1 / 14 , 5 / 6 / 13 - 9 / 30 / 13 ; 2013 : 553 , 185 , 33 %, 10 / 1 / 13 , 5 / 6 / 12 - 9 / 30 / 12 ; 2012 : 287 , 111 , 39 %, 11 / 1 / 12 , 5 / 6 / 11
Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers . The award is based on 10 objective criteria . Eligibility criteria – required : 1 . Credentialed as a registered investment adviser ( RIA ) or a manager has not ; A . Been subject to a regulatory action that resulted in a license being suspended or revoked , or payment of a fine ; B . Had more than a total of three settled or pending complaints filed against them and / or a total of five settled , registered through FSP ’ s consumer complaint process ; feedback may not be representative of any one client ’ s experience ; C . Individually contributed to a financial settlement of a customer complaint ; D . Filed for personal bankruptcy within the client retention rate ; 7 . Five-year client retention rate ; 8 . Non-institutional discretionary and / or non-discretionary client assets administered ; 9 . Number of client households served ; 10 . Education and professional designations . FSP does not inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by FSP or this publication . Working with a Five Star Wealth Manager or any wealth manager is no guarantee
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