Securities Law
Section Luncheon/CLE
on January 30, the Securities law Section
held its “Annual luncheon with the Regulators.”
The Section thanks its speakers: Elisha Frank,
SEC Assistant Regional director from Miami; Alisa
goldberg, Chief, Bureau of Registrations at Florida
office of Financial Regulation; and dawn Calonge,
Surveillance director at FInRA, who took the time
out of their busy schedules to provide an update
to the group and answer questions.
The Section also thanks its luncheon sponsor:
M AY - J U N E 2 0 2 0
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