seC ProPoses aDDitionaL aCCreDiteD investor Categories
Securities Section
Continued from page 46
a loss of their entire investment
principal. Additionally, the SEC’s
first proposed category must be
drafted in a way that will provide
issuers with certainty as to who
qualifies as an accredited investor.
If the SEC implements its proposal,
then investors who have a
background and understanding of
securities and investing — in
addition to lottery winners — will
have additional ways to invest in
exempt offerings. n
This article reflects the
personal views of the author and
does not reflect the opinion of
any entity to which he is or has
been affiliated.
1-billion-jackpot-here-are-mark-cuban-
s-tips-for-lottery-winners/.
2 Release Nos. 33-10734 and 34-
87784, at 16 (proposed Dec. 18, 2019)
available at https://www.sec.gov/rules/
proposed/2019/
33-10734.pdf.
3 Id at 13.
4 Id at 21−22.
5 Id at 23.
6 Id. at 41.
Jeff Mosier, Think You’ll Win
Mega Millions’ $1 Billion Jackpot?
Here are Mark Cuban’s Tips for Lottery
Winners, The Dallas Morning News,
Oct. 19, 2018, available at https://
www.dallasnews.com/news/2018/
10/19/think-you-ll-win-mega-millions-
1
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