HCBA Lawyer Magazine Vol. 28, No. 6 | Page 58

Securities Section Luncheon the topic of this spring’s Securities Section luncheon was “transforming Broker dealers into Fiduciaries and the associated Litigation risks.” Held at the Chester H. Ferguson Law Center on march 22, the luncheon’s featured speaker was gene maloney, the executive vp and Corporate Counsel for Federated investors incorporated. thank you to the luncheon’s sponsor: 56 SUMMER 2018 | HCBA LAWYER