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d.
International Banking Act of 1978
14.
Which of the underneath is not an instance of capital market
securities?
a. common stocks
b. convertible bonds
c. commercial paper
d. mortgages
15. A capital market financing is almost certainly to finance
a. new plant and equipment.
b. seasonal inventory needs.
c. a quarterly dividend payment.
d. the sale of common stock.
16.
At NYSE, limit orders are generally entered into the specialist’s
limit order book.
a.
True or False
17.
A publicly traded corporation issuing supplementary shares of
common stock does it through an IPO.