FIN 366 EDU Career Path Begins/fin366edu.com FIN 366 EDU Career Path Begins/fin366edu.com | Page 7

e.

none of the above

13.
Which of the underneath laws is not connected with U.S.
guideline of international banking?
a.

Federal Reserve Act of 1913

b.

Edge Act of 1919

c.

National Banking Act of 1863

d.

International Banking Act of 1978

14.
Which of the underneath is not an instance of capital market
securities?
a.

common stocks

b.

convertible bonds

c.

commercial paper

d.

mortgages

15.

A capital market financing is almost certainly to finance

a.

new plant and equipment.

b.

seasonal inventory needs.

c.

a quarterly dividend payment.

d.

the sale of common stock.

16.
At NYSE, limit orders are generally entered into the
specialist’s limit order book.
a.

True or False