Commercial Investment Real Estate September/October 2018 | Page 17
Using Caution
While the cap rate valuation method is a powerful tool to evaluate
a potential acquisition, prospective borrowers and lenders must
employ it cautiously. There is no substitute for thorough due dili-
gence, and foregoing traditional valuation can lead to significantly
erroneous market value calculations, particularly in urban areas.
Bryan T. Mohler is a partner in Pryor Cashman’s New York of-
fice and a member of the firm’s real estate litigation and hotel +
hospitality groups. Contact him at [email protected].
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September | October 2018
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laws and tax abatement schemes complicate the calculation of
NOI. For example, in New York, gross rents stated on a rent roll
may not reflect the actual rents paid by tenants, due to arcane
rules imposed on owners of buildings subject to rent stabilization
laws. The only way to verify the actual rents paid is to examine
all of the individual leases and riders (where the effective monthly
rent should be identified), or to examine banking records for the
building. While cumbersome, this additional step is necessary to
ensure that the market value calculation is reliable.
The quantifiable impact of an erroneous calculation also is
magnified in urban areas, where cap rates generally are lower.
Since cap rates are inversely related to the market value of a prop-
erty — all other things being equal, as the cap rate decreases,
the market value of a given property increases — the impacts
of miscalculations are compounded in areas with lower cap
rates. Going back to our example, if the cap rate were doubled
to 7.6 percent, the value of the building would be halved to
$28,458,157.89. An inaccurate calculation of NOI also would
be halved; at a 7.6 percent cap rate, if NOI were calculated
erroneously as $500,000 higher than actual, it would artificially
raise the value of the building by $6.5 million. Using the lower
3.8 percent cap rate more typical in urban areas, that impact
would be more than $13 million.
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