BBNC Code of Ethics Code of Ethics_JooMag | Page 45

W ith investigations GOVERNMENT INVESTIGATIONS INVESTIGATIONS OF MISCONDUCT BBNC is committed to full cooperation with any government agencies responsible for either investigation or corrective actions and expects its employees to share this commitment to cooperation. It is extremely important that, in all instances, employees be truthful and accurate in all statements made and information given to regulatory and law enforcement officials. BBNC reserves the right to use any lawful method of investigation, which it deems necessary, to determine whether any person has engaged in conduct, which in its view interferes with or adversely affects its business or violates this Code. BBNC may be asked for information from government agencies or may be the subject of governmental audits, inspections, or investigations. All such inquiries should be referred to the BBNC Compliance Department. BBNC will never lie or make misleading statements, attempt to cause another employee to fail to provide accurate information and/ or obstruct, mislead, or unnecessarily delay the communication of information or records related to a possible violation of the law. During such investigation, the BBNC Compliance Department will work to assure our responses are timely, complete, and factual. Every employee and consultant are expected to cooperate fully with any investigation of any violation of law, this Code, BBNC policies and procedures, or respective subsidiary policies and procedures. Operating with Investigations Compliance Whether you report anonymously or not, you should provide as many details as possible so the issue can be addressed thoroughly and promptly. If you become involved in an investigation, cooperate fully and answer all questions completely and honestly. 43