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ACC 576 Study Week 6
1. Which of the following did SOX NOT do to protect
whistleblowers?
2. Dan provided original information to authorities regarding a
securities fraud in his company. It led the SEC to impose penalties
of $2 million. Which of the following is most likely to be Dan's
award under Dodd-Frank?
3. Which of the following is necessary to be an audit committee
financial expert, according to the criteria specified in the Sarbanes-
Oxley Act of 2002?
4. Which of the following did Dodd-Frank do regarding a
whistleblower's right to sue for retaliation accorded by SOX?
5. A public company audit committee's "financial expert" must
have all of the following except:
6. Fang provided original information to authorities regarding a
securities fraud in his company. The information led to an
imposition of penalties of $500,000. It also led to Fang being fired
in retaliation by his public company employer. Which of the
following is true?
7. Public company audit committees must contain which of the
following?