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b. failing to maintain accurate financial records
c. failing to file prompt financial reports with the SEC
d. violating the insider trading provisions of the federal securities laws
Determine who was in violation or compliance of the AICPA’s Code of
Professional Conduct in this case study and analyze the key reasons
why they were or were not in compliance. Provide support for the
rationale.
Analyze the actions taken by Cardillo’s outside auditors and evaluate
the level of efficiency of the audit risk management in this case study.
Provide support for the rationale.
Determine whether or not the five (5) components of internal control
were being followed. Support the response with at least two (2)
examples.
Create an argument for or against whether auditors have a
responsibility to assess the judgment of the decisions made by
Cardillo’s management. Support the argument.
Use at least two (2) quality academic resources in this assignment.
Note: Wikipedia and similar type Websites do not qualify as academic
resources.
Your assignment must follow these formatting requirements:
· Be typed, double spaced, using Times New Roman font (size 12),
with one-inch margins on all sides; citations and references must
follow APA or school-specific format. Check with your professor for
any additional instructions.