ACC 544 help A Guide to career/uophelp.com ACC 544 help A Guide to career/uophelp.com | Page 2

• Question 6 Which of the following statements is correct with respect
to the Securities Exchange Act of 1934?
• Question 7 Under the Securities Act of 1933, an accountant may be
held liable for any materially false or misleading financial statements,
including an omission of a material fact therefrom, provided the
purchaser
• Question 8 Regulation D of the Securities Act of 1933 is available to
issuers without regard to the dollar amount of an offering only when the
• Question 9 The provisions of the Securities Exchange Act of 1934
• Question 10 Which of the following is required under the Securities
Exchange Act of 1934 or the SEC’s reporting requirements issued
pursuant thereto?
• Question 11
Under the provisions of the Securities Exchange
Act of 1934, a corporation whose common stock is listed on a national
stock exchange
• Question 12 Which of the following are exempt from the registration
requirements of the Securities Act of 1933?
• Question 13 Wane Corporation has issued securities that are traded on
a national securities exchange. Wane just had a significant change in its
assets due to a large acquisition of real property. Which of the following
is true?
• Question 14 Which of the following statements is(are) correct
concerning issuers of securities registered under the Securities Exchange
Act of 1934?
• Question 15 Under Regulation D of the Securities Act of 1933, what is
the maximum time period during which an exempt offering may be
made?
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ACC 544 Quiz 2
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