ACC 544 help A Guide to career/uophelp.com ACC 544 help A Guide to career/uophelp.com | Page 13


ACC 544 Week 3 Quiz Federal Securities
For more course tutorials visit
www.uophelp.com
ACC 544 Week 3 Quiz Federal Securities
• Question 1 Imperial Corp. is offering $450,000 of its securities under
Rule 504 of Regulation D of the Securities Act of 1933. Under Rule 504,
Imperial is required to
• Question 2 A $10,000,000 offering of corporate stock intended to be
made pursuant to the provisions of Rule 506 of Regulation D of the
Securities Act of 1933 would not be exempt under Rule
• Question 3 Under Section 12 of the Securities Exchange Act of 1934,
in addition to companies whose securities are traded on a national
exchange, what class of companies is subject to the SEC’s continuous
disclosure system?
• Question 4 Tweed Manufacturing, Inc. plans to issue $10 million of
common stock to the public in interstate commerce after its registration
statement with the SEC becomes effective. What, if anything, must
Tweed do in respect to those states in which the securities are to be sold?