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• Question 8 Regulation D of the Securities Act of 1933 is available to issuers without regard to the dollar amount of an offering only when the • Question 9 The provisions of the Securities Exchange Act of 1934 • Question 10 Which of the following is required under the Securities Exchange Act of 1934 or the SEC’s reporting requirements issued pursuant thereto? • Question 11 Under the provisions of the Securities Exchange Act of 1934, a corporation whose common stock is listed on a national stock exchange • Question 12 Which of the following are exempt from the registration requirements of the Securities Act of 1933? • Question 13 Wane Corporation has issued securities that are traded on a national securities exchange. Wane just had a significant change in its assets due to a large acquisition of real property. Which of the following is true? • Question 14 Which of the following statements is(are) correct concerning issuers of securities registered under the Securities Exchange Act of 1934? • Question 15 Under Regulation D of the Securities Act of 1933, what is the maximum time period during which an exempt offering may be made? ---------------------------------------------------------------------------- ACC 544 Quiz 2 FOR MORE CLASSES VISIT www.acc544edu.com ACC 544 Quiz 2