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• Question 8 Regulation D of the Securities Act of 1933 is available
to issuers without regard to the dollar amount of an offering only
when the
• Question 9 The provisions of the Securities Exchange Act of 1934
• Question 10 Which of the following is required under the Securities
Exchange Act of 1934 or the SEC’s reporting requirements issued
pursuant thereto?
• Question 11
Under the provisions of the Securities Exchange
Act of 1934, a corporation whose common stock is listed on a national
stock exchange
• Question 12 Which of the following are exempt from the registration
requirements of the Securities Act of 1933?
• Question 13 Wane Corporation has issued securities that are traded
on a national securities exchange. Wane just had a significant change
in its assets due to a large acquisition of real property. Which of the
following is true?
• Question 14 Which of the following statements is(are) correct
concerning issuers of securities registered under the Securities
Exchange Act of 1934?
• Question 15 Under Regulation D of the Securities Act of 1933, what
is the maximum time period during which an exempt offering may be
made?
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ACC 544 Quiz 2
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ACC 544 Quiz 2