ACC 544 Quiz 1 FOR MORE CLASSES VISIT www . acc544edu . com
ACC 544 Quiz 1 FOR MORE CLASSES VISIT www . acc544edu . com
ACC 544 Quiz 1
• Question 1 Imperial Corp . is offering $ 450,000 of its securities under Rule 504 of Regulation D of the Securities Act of 1933 . Under Rule 504 , Imperial is required to
• Question 2 A $ 10,000,000 offering of corporate stock intended to be made pursuant to the provisions of Rule 506 of Regulation D of the Securities Act of 1933 would not be exempt under Rule 506 if
• Question 3 Under Section 12 of the Securities Exchange Act of 1934 , in addition to companies whose securities are traded on a national exchange , what class of companies is subject to the SEC ’ s continuous disclosure system ?
• Question 4 Tweed Manufacturing , Inc . plans to issue $ 10 million of common stock to the public in interstate commerce after its registration statement with the SEC becomes effective . What , if anything , must Tweed do in respect to those states in which the securities are to be sold ?
• Question 5 Acme Corp . intends to make a public offering in several states of 250,000 shares of its common stock . Under the Securities Act of 1933 ,
• Question 6 Which of the following statements is correct with respect to the Securities Exchange Act of 1934 ?
• Question 7 Under the Securities Act of 1933 , an accountant may be held liable for any materially false or misleading financial statements , including an omission of a material fact therefrom , provided the purchaser