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• Question 8 Regulation D of the Securities Act of 1933 is
available to issuers without regard to the dollar amount of an
offering only when the
• Question 9 The provisions of the Securities Exchange Act of
1934
• Question 10 Which of the following is required under the
Securities Exchange Act of 1934 or the SEC’s reporting
requirements issued pursuant thereto?
• Question 11
Under the provisions of the Securities
Exchange Act of 1934, a corporation whose common stock is
listed on a national stock exchange
• Question 12 Which of the following are exempt from the
registration requirements of the Securities Act of 1933?
• Question 13 Wane Corporation has issued securities that are
traded on a national securities exchange. Wane just had a
significant change in its assets due to a large acquisition of real
property. Which of the following is true?
• Question 14 Which of the following statements is(are) correct
concerning issuers of securities registered under the Securities
Exchange Act of 1934?
• Question 15 Under Regulation D of the Securities Act of 1933,
what is the maximum time period during which an exempt
offering may be made?
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ACC 544 Quiz 2
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ACC 544 Quiz 2
• Question 1 Mead Corp. orally engaged Dex & Co., CPAs, to
audit its financial statements. The management of Mead informed