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Question 1
A member of the AICPA must safeguard the confidentiality of
client information. Auditors, however, must disclose information
to non-clients for the following reasons except to:
Question 2
Independence is not required for which of the following types of
services?
Question 3
In which of the following situations would a CPA not be
considered independent?
Question 4
Mark Pulley is an auditor at Pulley and Hurst, LLC. If Pulley's
five-year-old daughter owns shares of stock in McBurgers
Corporation, then Pulley is considered to have what type of
interest in McBurgers Corporation?
Question 5
Which one of the following is an example of a conflict of interest
for a CPA?
Question 6
William Tyler, CPA, may not accept a commission for
recommending a product or service to which type of client?
Question 7
The ethical framework derived from utilitarianism and rights
theories indicates all of the following steps except
Question 8
Normally the auditor is not permitted to divulge confidential
information obtained from a client. Which of the following
situations would be a violation of this requirement?
Question 9
Which of the following indicates a strong internal control
environment?
Question 10
When duties cannot be segregated, the most important internal
control procedure is
Question 11
The fundamental difference between internal and external
auditing is that