2019 IPO Annual Report 2019_IPO_AR_singles_4 | Page 4

Industry partners from small businesses and startups to multinational companies license LBNL technology and software to commercialize for the marketplace. Licensed technologies generate royalties for Berkeley Lab. For inventions disclosed after September 30, 1997, 35% of the net income from royalties—after reimbursing patenting costs or copyright registration fees—goes to the inventors, 15% goes to the research division where the invention originated, and 50% supports future lab research. FY18 License Agreements* Royalties: 4 Year Trend *Some agreements include multiple technology or software licenses FY16 FY15 LICENSE TYPE: FY17 FY18 $2,599,614 $2,545,680 Bailment 4 Invention License 5 Option 4 $2,995,865 $3,116,884 Software 162 Non-Disclosure Agreements are requested by lab researchers and / or potential industry partners to protect information they may discuss. Material Transfer Agreements are required when Lawrence Berkeley National Laboratory and its partners share research materials for evaluation. FY18 Non-Disclosure Agreements by Research Area 65 FY18 Material Transfer Agreements by Research Area 21 133 1 7 15 24 TOTAL: 210 19 TOTAL: 236 18 17 15 33 • • • • • • • 92 • • • • • • • Biosciences: 65 Computing Sciences: 15 Earth and Environmental Sciences: 18 Energy Sciences: 15 Energy Technologies: 92 Operations: 24 Physical Sciences: 7 6 1 Biosciences: 133 Computing Sciences: 1 Earth and Environmental Sciences: 6 Energy Sciences: 33 Energy Technologies: 17 Operations: 19 Physical Sciences: 1 –4–