2017 IPO Annual Report Final_2016_IPO_AR_single_pages_HR | Page 8

Industry partners from small businesses Licensed technologies generate royalties for and startups to multinational companies Berkeley Lab. For inventions disclosed after September license Berkeley Lab technology and software to 30, 1997, 35% of the net income from royalties—after commercialize for the marketplace. reimbursing patenting costs or copyright registration fees—goes to the inventors, 15% goes to the research division where the invention originated, and 50% FY16 License Agreements supports future lab research. LICENSE TYPE: TOTAL 176 Bailment 3 License - Exclusive FOU* 2 License - Non-exclusive FOU 4 CRADA Option 1 Option Agreement 5 Software License - Exclusive 1 Software License - No Cost 78 Software License - Non-exclusive 82 *FOU = Field of Use Royalties: 3 Year Trend FY14 FY15 $4,067,404 $2,995,865 FY16 $3,116,884 Non-Disclosure Agreements are requested by lab researchers and / or potential industry partners to protect information they may discuss. Material Transfer Agreements are required when Berkeley Lab and its partners share research materials for evaluation. FY16 Non-Disclosure Agreements by Research Area FY16 Material Transfer Agreements by Research Area 58 23 19 8 10 22 40 TOTAL: 290 113 22 TOTAL: 194 24 118 • Biosciences: • Computing Sciences: • Earth and Environmental Sciences: • Energy Sciences: • Energy Technologies: • Operations: • Physical Sciences: –8– 23 58 23 10 22 118 40 19 2 2 • Biosciences: • Computing Sciences: • Earth and Environmental Sciences: • Energy Sciences: • Energy Technologies: • Operations: • Physical Sciences: 113 2 2 23 24 22 8